1. Individuals should be considered for inclusion as authors on work submitted for publications if they have provided:
a) significant contributions affecting the direction, scope or depth of research
2. Individuals should not be included as authors for contributions strictly limited to:
a) providing lab space or use of instrumentation
3. Responsibilities
a) Primary author:
b) All authors:
4. Content
a) All manuscripts should serve to represent an accurate and complete reflection of the methods utilized and the data obtained in the investigative effort.
b) long term guidance and development of the project
c) creative contributions to the project with clear understanding of its goals
d) development of methodologies necessary for timely completion of the project
e) data analysis of interpretation vital to conclusions of the project
b) providing funding
c) services, consulting, or materials provided for a fee or reimbursement
d) involvement in patient care or providing patient samples
e) routine technical work (as provided by any individual in the lab)
f) status as a supervisor, section head, department chairperson
g) proofreading or editing of manuscripts
h) advice given to solve problems that are narrowly defined or unrelated to the project objective
i) Inform all authors and contributors as to how their contributions will be acknowledged.
ii) Be able to identify the specific contribution of each author.
iii) Understand the general principles of all work included in a paper.
iv) Be willing to share openly the data obtained and methodology utilized in the investigation.
i) Be able to defend the methodology and data pertinent to their specific contributions to the project.
ii) Agree with the general conclusions and interpretations of the paper.
b) In a publication, all data pertinent to the project should be reported, whether supportive or unsupportive of the thesis or conclusions.
c) Except for review articles, publishing the same material in more than one paper should be avoided.
d) Unnecessary fragmentation of a complete body of work into separate publications should be avoided.
e) When ideas, concepts, or text of others are used, appropriate citations should be made.
f) Prior work in the field should be referenced appropriately.
g) The source of funding should be identified when a work is published.
Individuals should be included as authors on a work submitted for publication if they have provided significant contributions affecting its direction, scope, or depth. These contributions may take many different forms. Generally, the principal author will have designed many of the experiments, performed much of the work, analyzed most of the data, and written the manuscript. In some cases, a senior author or mentor may have provided much of the work involved in the development of a project and, after it was initiated, provided long-term guidance to its completion. Other advisors may have provided the creative spark or the idea that was carried forward in the work. Some mentors may have developed and performed methodologies without which the project may not have reached a timely completion. It is imperative, as noted below, that this methodological input extend beyond the performance of routine assays by a technician, sometimes for a prearranged fee. The contribution of other authors to a manuscript may be in the analysis or interpretation of the data. The conclusions of some projects might not have been reached without this vital input.
While it may be difficult in some instances to decide whether specific contributions warrant authorship, there are clear circumstances under which individuals should not be included as authors. The simple provision of resources such as a laboratory space, instrumentation, or even research funding without direct involvement in a project should not of themselves be grounds for authorship. If a "collaborator" provides services, consulting, or materials for a fee or reimbursement under a contractual arrangement, he might not be considered as an author on a scientific project. This principle should also extend to the provision of routine technical work, as may be provided by any paid technician in a laboratory without significant input into the design or conduct of a study. In clinical areas, contributions limited to involvement in the care of a patient or to the provision of specimens from a patient should not be grounds for inclusion as an author on a manuscript. Occasionally, supervisors, section heads, or departmental chairpersons insist upon inclusion as authors simply in recognition of their status, but this is inappropriate unless there are other grounds that warrant such recognition. Simple proofreading or editing of manuscripts should provide no basis for inclusion as an author. Occasionally, a principal investigator on a project may seek advice on narrowly defined problems or on problems unrelated to the project's objective. Provision of such advice should not provide grounds for authorship.
In addition to the benefits of prestige, authorship carries with it the burdens of responsibilities. The responsibilities of authorship should apply not only to written and published documents but also to verbal communications in public fora including the press. The principal author must be responsible for establishing the list and order of authors. He must be able to identify the specific contributions of each author and understand the significance of each contribution to the conclusion of the project. The principal author, representing all of the authors, must be willing to share details of the methodologies and data used in the course of investigation. Currently, it is the policy of many journals that publication also implies a willingness to share regents such as antisera and recombinant clones, thus it is important that the authors recognized the specific policies of a journal before submitting their work to it for publication. In any case, the unselfish exchange of information and reagents is a basic assumption of science and every effort should be made to adhere to it provided that it does not compromise an individual scientist's research efforts. Each author should be able to defend the methods and data pertinent to his specific contribution. On a larger scale, each author has the responsibility to read the manuscript in which his work is included and understand it sufficiently to be able to agree with the general conclusions and interpretations of the paper. Any disagreements should be resolved prior to submission of the work for review. Ultimately, any individual author has the right and the responsibility to remove his name from a manuscript if he has substantial concerns with its conclusions.
Authors have additional responsibilities regarding the content of their manuscripts. Above all, the manuscript must represent an accurate and complete reflection of the methods utilized and the data obtained. Sketchy outlines of methodology make it impossible for others to duplicate important experiments and may lead to unwarranted controversy over the results obtained. It is of importance to report data that are both supportive and unsupportive of the general conclusions of the paper. Withholding unsupportive data may suggest selection bias in reporting the results of an experiment. Despite the academic pressure, real or imagined, to demonstrate excellence with quantity rather than quality of publications, every effort should be made to avoid fragmentation of a complete body of work into separate publications. Moreover, the practice of publishing the same material in more than one manuscript is inappropriate except in clearly identified review articles with citations of the original work. When ideas, concepts or text of others are used in a manuscript, appropriate citations should be made. Furthermore, prior work that served as the basis for a manuscript must be cited. In their citations, authors must strive to acknowledge data that conflict with their own theories as well as data that are generally supportive. It is important to acknowledge the sources of funding for a publication to ensure that the funding agencies are appropriately credited and, moreover, that any potential conflict of interest is identified. In general, abstracts may be somewhat less detailed because of their brevity; however, they must be considered as scientific publications and, as such, are subject to the same considerations regarding responsibility of authorship as full-length manuscripts.
This page last updated August 12, 1999.
Disclaimer added: May 2004.